• Comments

On the PRA Review of SEC Rule 15c2-12

Comments in response to the U.S. Securities and Exchange Commission’s Paperwork Reduction Review of burdens associated with the application of Rule 15c-12.

  • Comments

Response to the Proposed FDTA Joint Standards

Comments in response to the joint data standards proposed by several financial regulators per the Financial Data Transparency Act (FDTA).

Aerial View of Chicago Lake Shore Dr at sunrise in Autumn - October 2019
  • Webinars
  • CLE Eligible

The Workshop 2024: Session Bundle

If you did not attend The Workshop 2024, you can purchase access to individual sessions or the complete bundle: 10 sessions and 12+ CLE hours.

  • Webinars
  • CLE Eligible

Still Warm Topics in Securities Law (Workshop 2024)

Individual Webinar Purchase and watch the individual webinar at your convenience. $99 for members | $299 for non-members Workshop 2024 Bundle Purchase a bundle of all 10 recorded sessions from…

  • Reports and Resources

Model Bond Opinion Report

Fifth edition of NABL’s signature report updated to reflect current municipal bond practices.

  • Issue Briefs

Financial Data Transparency Act (FDTA)

Legislation passed at the end of 2022 to apply data standards to information submitted to and managed by several financial regulators, including the MSRB.

  • Webinars
  • CLE Eligible

Swaps and Derivatives 2023

201 series webinar focusing on the types of derivative contracts, documentation, ISDA terms, parties, and more.

  • Comments

Letter to Speaker Johnson

NABL congratulates the newly-elected Speaker and offers to serve as a resource on all things related to bond law.

Aerial View of Chicago Lake Shore Dr at sunrise in Autumn - October 2019
  • Webinars
  • CLE Eligible

The Workshop 2023: Session Bundle

All recorded sessions from our 2023 annual conference held in Chicago, IL from October 18 – 22. [[Purchase or Registration Required]]

  • Webinars
  • CLE Eligible

Underwriter’s Counsel Roundtable — Advanced

Review of key developments that have affected the obligations of underwriters in the municipal securities market and how those developments should inform appropriate representation of underwriters by their counsel.

  • Webinars
  • CLE Eligible

SEC and FINRA Enforcement

Examination of recent and notable SEC and FINRA enforcement actions with an overview of the priorities of the SEC’s Public Finance Abuse Unit and FINRA.

  • Webinars

Update from D.C. (October 2023)

An October 19, 2023 update on NABL’s recent advocacy efforts, a recap of recent legislative and regulatory activity that we are tracking, and some discussion on what may be in…