bond-basics

Accredited Investor

An investor satisfying the definition promulgated by the SEC in Rule 501 of Regulation D under the 1933 Act.

Dive Deeper on State Law Matters

Learn more about the various aspects of state laws and how they intersect with municipal securities.


See Also

Securities Act of 1933

Law designed to ensure that investors are provided with material information about new issues of securities offered for sale to the public.

Hudson Yards Rail Yards

Start with the Bond Basics

Selling Group Agreement

An agreement sometimes used in addition to an Agreement Among Underwriters when a selling group consists of more entities than just underwriters in a syndicate.