Securities Act of 1933
Law designed to ensure that investors are provided with material information about new issues of securities offered for sale to the public.
An investor satisfying the definition promulgated by the SEC in Rule 501 of Regulation D under the 1933 Act.
Learn more about the various aspects of state laws and how they intersect with municipal securities.
Law designed to ensure that investors are provided with material information about new issues of securities offered for sale to the public.
An investor satisfying the definition promulgated by the SEC in Rule 144A under the 1933 Act.
A fund into which pledged revenues may be required to be deposited as received and from which disbursements are made to pay allowable operations and maintenance expenses and to meet debt service requirements and deposit requirements to other funds.