Securities Exchange Act of 1934
Law designed to govern the trading of securities in the secondary market.
Law designed to ensure that investors are provided with material information about New Issues of Securities offered for sale to the public. Also known as the “1933 Act” or the “Securities Act.”
Learn more about the various aspects of state laws and how they intersect with municipal securities.
Law designed to govern the trading of securities in the secondary market.
Any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or evidence of any participation in any profit-sharing agreement.
A type of private activity bond (PAB) permitted under Section 144(a) of the Code of under $1,000,000 in face value to finance certain projects relating to manufacturing facilities.