Securities Law and Disclosure Committee (SLDC)

Joint Response to ABS Conflicts of Interests Proposal
Comments submitted by a NABL-led coalition in response to the SEC’s request for comments on its proposed rule “Prohibition Against Conflicts of Interest in Certain Securitizations.”

Request for Input: SEC ABS Proposal
Provide your input for a potential NABL comment project in response to the SEC’s proposed rule to Prohibit Conflicts of Interest in Certain Securitizations.

Roundtable on FDTA
Member-exclusive webinar and open discussion on the Financial Data Transparency Act (FDTA).

Best Practices Paper for Risk Factors Disclosure
A paper to discuss, among other items, various topics of disclosure including revenue and conduit revenue bonds as well as new cyber, climate, and COVID-19 related risks. The paper could…

DIG Letter on Section 203 of the Financial Data Transparency Act (FDTA)
Coalition letter from the Disclosure Industry Group (DIG), including NABL, that outlines various concerns pertaining to Section 203 of the Financial Data Transparency Act (FDTA).

Congratulations to Commissioners Lizárraga and Uyeda
Letter congratulating Commissioners Jaime Lizárraga and Mark Uyeda on their recent Senate confirmations to serve on the U.S. Securities and Exchange Commission (SEC).

Response to SEC Corporate Climate Disclosure Rule
Response to the U.S. Securities and Exchange Commission’s (SEC’s) proposed rule on Enhancement and Standardization of Climate-Related Disclosures for Investors.

Forward Delivery Bonds FAQ
The Securities Law and Disclosure Committee (SLDC) is working on a frequently asked questions (FAQ) document covering the basic mechanics of a forward delivery; documentation requirements and best practices of…

DIG Response to MSRB Request for Info on ESG (2021-17)
Coalition comments from the Disclosure Industry Group in response to the Municipal Securities Rulemaking Board (the “MSRB”) relating to information on environmental, social and governance (“ESG”) practices in the municipal…

Response to MSRB Request for Info on ESG (2021-17)
NABL comments submitted to the Municipal Securities Rulemaking Board (the “MSRB”) relating to MSRB Request for Information 2021-17 (the “Request”) requesting information on environmental, social and governance (“ESG”) practices in…