Securities Law and Disclosure Committee (SLDC)

What’s the Risk? Considerations in Drafting Risk Factors Disclosures
A discussion session on NABL’s newest report examining legal considerations pertaining to risk factors disclosure was held on August 23, 2023.

What’s the Risk? Considerations in Drafting Risk Factors Disclosures
Join the Securities Law and Disclosure Committee (SLDC) on August 23 for a discussion session on NABL’s newest report examining legal considerations pertaining to risk factors disclosure.

Understanding the Debt Ceiling
What are the debt ceiling and federal downgrades, and what do they mean for municipal bonds.

Input on Municipal Disclosure Guidance
NABL is again considering seeking additional guidance on municipal disclosure obligations and updates to the U.S. Securities and Exchange Commission’s (SEC’s) 1994 Interpretive Release.

Joint Response to ABS Conflicts of Interests Proposal
Comments submitted by a NABL-led coalition in response to the SEC’s request for comments on its proposed rule “Prohibition Against Conflicts of Interest in Certain Securitizations.”

Roundtable on FDTA
Member-exclusive webinar and open discussion on the Financial Data Transparency Act (FDTA).

Best Practices Paper for Risk Factors Disclosure
A paper to discuss, among other items, various topics of disclosure including revenue and conduit revenue bonds as well as new cyber, climate, and COVID-19 related risks. The paper could…

DIG Letter on Section 203 of the Financial Data Transparency Act (FDTA)
Coalition letter from the Disclosure Industry Group (DIG), including NABL, that outlines various concerns pertaining to Section 203 of the Financial Data Transparency Act (FDTA).

Congratulations to Commissioners Lizárraga and Uyeda
Letter congratulating Commissioners Jaime Lizárraga and Mark Uyeda on their recent Senate confirmations to serve on the U.S. Securities and Exchange Commission (SEC).

Response to SEC Corporate Climate Disclosure Rule
Response to the U.S. Securities and Exchange Commission’s (SEC’s) proposed rule on Enhancement and Standardization of Climate-Related Disclosures for Investors.