• Comments

Joint Response to ABS Conflicts of Interests Proposal

Comments submitted by a NABL-led coalition in response to the SEC’s request for comments on its proposed rule “Prohibition Against Conflicts of Interest in Certain Securitizations.”

U.S. Securities and Exchange Commission (SEC) headquarters in Washington, D.C. Source: SEC via Flickr
U.S. Securities and Exchange Commission (SEC) headquarters in Washington, D.C. Source: SEC via Flickr
  • In Progress

Request for Input: SEC ABS Proposal

Provide your input for a potential NABL comment project in response to the SEC’s proposed rule to Prohibit Conflicts of Interest in Certain Securitizations.

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  • Webinars

Roundtable on FDTA

Member-exclusive webinar and open discussion on the Financial Data Transparency Act (FDTA).

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  • Issue Briefs

Tower Amendment

An essential check on federal overreach into state and local sovereignty.

Photo Of Wind Turbines Under Cloudy Sky. Source: Harry Cunningham
  • Issue Briefs

ESG

Environmental, Social, and Governance Factors

  • Reports and Resources
  • In Progress

Best Practices Paper for Risk Factors Disclosure

A paper to discuss, among other items, various topics of disclosure including revenue and conduit revenue bonds as well as new cyber, climate, and COVID-19 related risks. The paper could…

  • Comments

DIG Letter on Section 203 of the Financial Data Transparency Act (FDTA)

Coalition letter from the Disclosure Industry Group (DIG), including NABL, that outlines various concerns pertaining to Section 203 of the Financial Data Transparency Act (FDTA).

  • Comments

Congratulations to Commissioners Lizárraga and Uyeda

Letter congratulating Commissioners Jaime Lizárraga and Mark Uyeda on their recent Senate confirmations to serve on the U.S. Securities and Exchange Commission (SEC).

  • Comments

Response to SEC Corporate Climate Disclosure Rule

Response to the U.S. Securities and Exchange Commission’s (SEC’s) proposed rule on Enhancement and Standardization of Climate-Related Disclosures for Investors.

  • Reports and Resources
  • In Progress

Forward Delivery Bonds FAQ

The Securities Law and Disclosure Committee (SLDC) is working on a frequently asked questions (FAQ) document covering the basic mechanics of a forward delivery; documentation requirements and best practices of…

  • Comments

DIG Response to MSRB Request for Info on ESG (2021-17)

Coalition comments from the Disclosure Industry Group in response to the Municipal Securities Rulemaking Board (the “MSRB”) relating to information on environmental, social and governance (“ESG”) practices in the municipal…

  • Comments

Response to MSRB Request for Info on ESG (2021-17)

NABL comments submitted to the Municipal Securities Rulemaking Board (the “MSRB”) relating to MSRB Request for Information 2021-17 (the “Request”) requesting information on environmental, social and governance (“ESG”) practices in…