• Comments

Suppl. Comments to 2017 Proposed Amendments to SEC Rule 15c2-12 (Release No. 34-80130)

Supplemental comments to NABL’s earlier response (dated May 15, 2017) to the U.S. Securities and Exchange Commission’s (SEC’s) request for comments on proposed amendments to Rule 15c2-12 to add two new event notices.

Read Full Comments