• Comments

Joint Letter on Amending Issuer CDAs

Joint trades letter sent the U.S. Securities and Exchange Commission’s (SEC’s) Office of Municipal Securities (OMS) requesting amendments to the Commission’s existing guidance surrounding amendments to continuing disclosure agreements (CDAs).

  • Comments

Letter on the Municipalities Continuing Disclosure Cooperation (MCDC) Initiative

In September 2015, NABL sent the U.S. Securities and Exchange Commission (SEC) an analysis of, and recommendations relating to, its Municipalities Continuing Disclosure Cooperation Initiative (MCDC).

  • Reports and Resources

MCDC Initiative: Considerations for Analysis by Issuers of Materiality and Self-Reporting

Paper describing considerations for analysis by issuers and obligated persons involved in the offer or sale of municipal securities of materiality and self-reporting under the “Municipalities Continuing Disclosure Cooperation Initiative”…

  • Comments

Joint Letter Regarding the MCDC Initiative

Joint trades letter to the U.S. Securities and Exchange Commission (SEC) outlining concerns around the Division of Enforcement’s Municipal Continuing Disclosure Cooperation Initiative (MCDC).