Gain the knowledge and CLE credit hours you need to excel and grow in the field of municipal finance law at a time and pace that works best for you. We believe you’ll learn a lot as you watch and listen as our panelists delve into the principals and general concepts of public finance practice, covering the fundamentals of bond law, including conduit issues and issuers, state law issues, closing logistics, securities law, and private activity bonds.

Chair

Ryan K. Callender

Squire Patton Boggs (US) LLP
Cleveland, OH

Vice Chair

Christopher B. Langhart

McManimon, Scotland & Baumann, LLC
Roseland, NJ


Agenda

Videos, outlines, and presentations are available for each session listed below. All sessions of The Essentials conference are also available for purchase.

  1. Wednesday, April 19
  2. Thursday, April 20
  3. Friday, April 21

Wednesday, April 19

This session covers the central structural elements, documentation, and financial aspects of a municipal bond transaction.

Presentation Slides
Outline

PANELISTS

JoLinda L. Herring

Bryant Miller Olive P.A.
Miami, FL

Kareem Spratling

Bryant Miller Olive P.A.
Tampa, FL

Doug Williams

Maynard Cooper & Gale P.C.
Birmingham, AL

This session introduces federal tax laws governing municipal bonds.

Presentation Slides
Outline

PANELISTS

Rene A. Moore

Butler Snow LLP
Denver, CO

Victoria N. Ozimek

Bracewell LLP
Austin, TX

Alison Benge

Pacifica Law Group LLP
Seattle, WA

This session covers the central structural elements, documentation, and financial aspects of a municipal bond transaction.

Presentation Slides
Outline

PANELISTS

Ed Fiero

Bracewell LLP
Houston, TX

Deanna L.S. Gregory

Pacifica Law Group, LLP
Seattle, WA

Teri M. Guarnaccia

Ballard Spahr LLP
Baltimore, MD

Carol J. Mc Coog

Hawkins, Delafield, & Wood, LLP
Portland, OR

Thursday, April 20

Overview of the role of, responsibilities and expectations imposed on issuer’s counsel in a municipal bond transaction.

Presentation Slides
Outline

PANELISTS

Parker Schenken

Sherman & Howard L.L.C.
Denver, CO

Freda J. Wang (Underwriter)

Goldman Sachs’ Public Sector & Infrastructure Group
New York, NY

Ed Fiero

Bracewell LLP
Houston, TX

This session addresses federal securities laws applicable to municipal bonds.

Presentation Slides
Outline

PANELISTS

Lindsey A. Rader

Funk & Bolton, P.A.
Baltimore, MD

Kareem Spratling

Bryant Miller Olive P.A.
Tampa, FL

Harsha Arun Sekar

Harsha Arun Sekar
Michael Best & Friedrich, LLP
Denver, CO

Overview of the private activity bond rules applicable to tax-exempt municipal bond transactions.

Presentation Slides
Outline

PANELISTS

Marc L. Oberdorff

Pope Flynn Group, LLC
Charleston, SC

Benjamin R. Kitto

Ice Miller LLP
Columbus, OH

Victoria N. Ozimek

Victoria N. Ozimek
Bracewell LLP
Austin, TX

Lori Smith-Lalla

Weiss Serota Helfman Cole & Bierman, P.L.
Ft. Lauderdale, FL

Introduction to and discussion of the underwriting process, including all aspects of structuring the deal through taking the municipal bonds to market.

Presentation Slides
Outline

PANELISTS

Marc T. Kamer

Dinsmore & Shohl LLP
Columbus, OH

Everett M. Johnson

Wilentz, Goldman & Spitzer, P.A.
Woodbridge, NJ

Freda J. Wang (Underwriter)

Goldman Sachs’ Public Sector & Infrastructure Group
New York, NY

Introduction to the tax requirements applicable to the issuance of 501(c)(3) bonds, including ownership and use requirements and issues specific to hospital, residential housing, and school financings as well as commonly used financing structures.

Presentation Slides
Outline

PANELISTS

Alison Benge

Pacifica Law Group 
Seattle, WA

Sarah Breitmeyer

Chapman and Cutler LLP
Chicago, IL

Sani A. Williams

Bryant Rubbino, LLP
New York, NY

Introduction to the legal and tax aspects of refundings and the core tax concepts of a reissuance.

Presentation Slides
Outline

PANELISTS

Taylor L. Klavan

Squire Patton Boggs (US) LLP
Houston, TX

Rene A. Moore

Butler Snow LLP
Denver, CO

Dana M. Lach

Foley & Lardner LLP
Milwaukee, WI

We all know the pithy Schoolhouse Rock version of how a bill becomes law, but do you really know how ideas become law. Join Brian Egan, our Director of Governmental Affairs, for a deeper dive how a bill becomes law, the federal rulemaking and comment process, and how and why NABL advocates for sensible public finance policy. Most importantly, he will share some practical tips on how you can get involved with NABL’s advocacy initiatives. This session is not eligible for CLE but will help attendees better understand how federal advocacy initiatives impact the work of bond lawyers.

Presentation Slides No outline provided, as this session is not CLE eligible.

PANELISTS

Brian Egan, Director of Governmental Affairs

National Association of Bond Lawyers (NABL)
Washington, DC

This session addresses federal securities laws applicable to municipal bonds.

Presentation Slides
Outline

PANELISTS

Deanna L.S. Gregory

Pacifica Law Group, LLP
Seattle, WA

Parker Schenken

Sherman & Howard L.L.C.
Denver, CO

Ahmed Abonamah

Chief Financial Officer/Finance Director
City of Cleveland, Cleveland, OH

Overview of certain transactions that do not fit typical structures but are common such as leases, installment payment contracts, pool programs, certificates of participation and others.

Presentation Slides
Outline

PANELISTS

Kimberly J. Min

Whiteford, Taylor & Preston LLP
Baltimore, MD

Lori Smith-Lalla

Weiss Serota Helfman Cole & Bierman, P.L.
Ft. Lauderdale, FL

Dana M. Lach

Foley & Lardner, LLP
Milwaukee, WI

Overview of general arbitrage concepts, arbitrage rebate requirements, and the application of the various exceptions to the arbitrage rebate rules.

Presentation Slides
Outline

PANELISTS

Robert B. Henderson

Kutak Rock LLP
Omaha, NB

Kimberly C. Betterton

McKennon Shelton & Henn LLP
Washington, DC

Sarah Breitmeyer

Chapman and Cutler LLP
Chicago, IL

Discussion of hypotheticals that involve the application of certain private activity bond rules to tax-exempt municipal bond transactions.

Presentation Slides
Outline

PANELISTS

Marc L. Oberdorff

Pope Flynn Group, LLC
Charleston, SC

Benjamin R. Kitto

Ice Miller LLP
Columbus, OH

Victoria N. Ozimek

Bracewell LLP
Austin, TX

Lori Smith-Lalla

Weiss Serota Helfman Cole & Bierman, P.L.
Ft. Lauderdale, FL

An overview of the logistics of closing a bond transaction, including drafting of various closing papers, preparing the Form 8038G or 8038, and DTC’s role prior to, during, and after a bond closing.

Presentation Slides
Outline

PANELISTS

Everett M. Johnson

Wilentz, Goldman & Spitzer, P.A.
Woodbridge, NJ

Lindsey A. Rader

Funk & Bolton, P.A.
Baltimore, MD

Sani A. Williams

Bryant Rubbino, LLP
New York, NY

Overview of the role of, responsibilities and expectations imposed on issuer’s counsel in a municipal bond transaction.

Presentation Slides
Outline

PANELISTS

Erin Law

Government Office of the Chief Financial Officer
Washington, DC

Parker Schenken

Sherman & Howard L.L.C.
Denver, CO

David Unkovic

McNees Wallace & Nurick LLC
Lancaster, PA

It’s a new world out there post-pandemic – or is it? This panel explores some practical considerations for a newer practitioner as they embark on their career in a public finance practice. Some things have changed dramatically following the pandemic, and others are just as important as they have always been. We also touch on certain model rules of professional conduct. While everyone’s circumstance is different, this panel (attempts to???) provide parameters that will encompass all types and sizes of practices.

Presentation Slides
Outline

PANELISTS

Deanna Gregory

Pacifica Law Group, LLP
Seattle, WA

Teri M. Guarnaccia

Ballard Spahr LLP
Baltimore, MD

Taylor L. Klavan

Squire Patton Boggs (US) LLP
Houston, TX

Friday, April 21

Discussion of hypotheticals that involve the application of certain federal tax laws relating to arbitrage rebate and the exceptions to the arbitrage rebate.

Presentation Slides
Outline

PANELISTS

Robert B. Henderson

Kutak Rock LLP
Omaha, NB

Kimberly C. Betterton

McKennon Shelton & Henn LLP
Washington, DC

Sarah Breitmeyer

Chapman and Cutler LLP
Chicago, IL

Discussion of hypotheticals that involve the application of certain federal tax laws relating to refundings, including the repeal of tax-exempt advance refundings, as well as reissuance.

Presentation Slides
Outline

PANELISTS

Taylor L. Klavan

Squire Patton Boggs (US) LLP
Houston, TX

Rene A. Moore

Butler Snow LLP
Denver, CO

Dana M. Lach

Foley & Lardner LLP
Milwaukee, WI

Introduction to state law creation of and limitations on conduit bond issuers, the roles of counsel, multi-state issuers, and many other issues unique to conduit bond issues.  Overview of the rules applicable to qualified small issue bonds, including qualifying projects, prohibited and restricted uses and maximum amounts, and the rules relating to qualified exempt facility bonds.

Presentation Slides
Outline

PANELISTS

Harsha Arun Sekar

Michael Best & Friedrich, LLP
Denver, CO

JoLinda L. Herring

Bryant Miller Olive P.A.
Miami, FL

Marc L. Oberdorff

Pope Flynn Group, LLC
Charleston, SC

This session addresses, in an interactive format, some of the ethical and practical issues related to legal representations in municipal finance, including: engagement letters, delivery of opinions and conflicts of interest, and a discussion of applicable ABA Model Rules of Professional Conduct.

Presentation Slides
Outline

PANELISTS

Benjamin R. Kitto

Ice Miller LLP
Columbus, OH

Kimberly J. Min

Whiteford, Taylor & Preston LLP
Baltimore, MD

Marc T. Kamer

Dinsmore & Shohl LLP
Columbus, OH

This fourth General Session takes attendees through a typical bond issue – from the initial client call to closing – using an interactive, informal platform that incorporates concepts from across the General Sessions and breakout sessions. Panelists play the roles of issuer, underwriter, bond attorney, and tax attorney as they navigate through a bond transaction from start to finish. Along the way, they encounter, explain, and resolve issues typically encountered in public finance transactions.

Outline Note: there are no presentation slides for this session, it is a role-play developed to provide real world insights in a practical setting.

PANELISTS

Ahmed Abonamah (Issuer)

Chief Financial Officer/Finance Director
City of Cleveland, Cleveland, OH 

Deanna L.S. Gregory (Underwriter)

Pacifica Law Group, LLP
Seattle, WA 

Doug Williams (Underwriter’s Counsel)

Maynard Cooper & Gale P.C.
Birmingham, AL

Carol J. Mc Coog (Bond Counsel)

Hawkins, Delafield, & Wood, LLP
Portland, OR

General Sessions

The Essentials begins with three general sessions and concludes with a closing general session for all participants:

  1. Structuring and Financial Aspects of a Municipal Bond Transaction
    This will cover the central structural elements, documentation, and financial aspects of a municipal bond transaction.
  2. General Tax Law
    This session introduces federal tax laws governing municipal bonds.
  3. General Securities Law
    This will address federal securities laws applicable to municipal bonds.
  4. Tying It All Together.
    This popular session takes attendees through a typical bond issue – from the initial client call to closing – using an interactive, informal platform that incorporates concepts from across the general and breakout sessions. Panelists play the roles of issuer, underwriter, bond attorney, and tax attorney as they navigate through a bond transaction from start to finish. Along the way, they encounter, explain, and resolve issues typically encountered in public finance transactions.
Conference attendees listen and share knowledge.

CLE

Registrants in states with a 60-minute CLE hour may earn up to 15 total hours of CLE credit, and registrants in states with a 50-minute CLE hour may earn up to 18 total hours of CLE credit. Included in the total hours is one 75-minute ethics session.

The CLE certificates will be available the week of May 8, and we will notify attendees when they are ready to download. Nonmembers will receive their CLE certificate(s) by email by Friday, May 12. If you have questions about CLE, contact us via cle@nabl.org.

ON-DEMAND CLE CREDIT

NABL has also applied for on-demand CLE credit for the conference; some states are currently taking up to 60 days to provide approval. On-demand CLE credit is not available in Virginia.

Thank You Sponsors!

We are grateful to our sponsors who help make this conference possible. NABL Sponsorship plays an important role in promoting the integrity of the municipal bond market and is crucial to making all our educational and advocacy events a integral part of NABL’s success. Take a moment and visit their websites to learn more about who they are.

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