A form of remuneration received by a broker, dealer or dealer bank purchasing or selling Bonds when acting as agent for a customer. The Commission is typically a charge to the customer of a set fee per Bond.

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A securities broker or dealer that purchases bonds from an issuer and resells them to investors.

Hudson Yards Rail Yards

Start with the Bond Basics

Term of the Week

Securities Act of 1933

Law designed to ensure that investors are provided with material information about new issues of securities offered for sale to the public.