Tower Amendment
Continuing Disclosure Undertaking or Agreement (CDA)
Obligation, or “undertaking,” of the Issuer or an obligated person under SEC Rule 15c2-12, typically in the form of a contract or certificate.
Roundtable on FDTA
Member-exclusive webinar and open discussion on the Financial Data Transparency Act (FDTA).
FDTA to Become Law
This week’s Senate passage of the NDAA all but assures the Financial Data Transparency Act (FDTA) will become law.
House Clears Updated NDAA with FDTA
On Thursday, the House of Representatives cleared a “pre-conferenced” version of the National Defense Authorization Act (NDAA) that included an amended version of the Financial Data Transparency Act (FDTA). Here’s…
DIG Letter on Section 203 of the Financial Data Transparency Act (FDTA)
Coalition letter from the Disclosure Industry Group (DIG), including NABL, that outlines various concerns pertaining to Section 203 of the Financial Data Transparency Act (FDTA).
PFN Letter on the Financial Data Transparency Act (FDTA)
Letter from various members of the Public Finance Network (PFN) expressing serious concerns pertaining to the Financial Data Transparency Act (FDTA) gaining support in the 117th Senate.